Job Vacancy For Compliance Supervisor
Finance Jobs In Ghana 2024Jobs In Accra 2024
A Must Read Article: 10 checks to identify fraudulent or scam job offers
Free Tuition Scholarships to Study in UK, US etc.
Click here to join us on Telegram
1. Patiently scroll down and read the job description below.
2. Scroll down and find how to apply or mode of application for this job after the job description.
3. Carefully follow the instructions on how to apply.
4. Always apply for a job by attaching CV with a Cover Letter / Application Letter.
JobSearchGh is creating transparency between you and the employers. Visit us everyday for latest jobs in Ghana. Please do not pay anybody a fee. Proceed with caution.
Job Title: Compliance Supervisor
Job Description
• Monitoring and issuing periodic reports on the non-compliance of the law and regulations by the broker-dealer and investment adviser and in charge of preparing regulatory reports
• Establishing and maintaining a complaints register in which shall be recorded the complaints received from clients
• Maintaining communication between the commission and the stock exchange regarding industry related practices
• Regularly educating and training employees on changing regulations in relation to the industry's risk and compliance practices
Required Skills / Experience
• A minimum of a Bachelor's Degree in Finance or other related field from accredited institutions and must possess in approved securities course certificated by the Ghana Stock Exchange
• Must possess risk or audit related educational/professional qualification
• A minimum of 5 years of work experience in a similar role shall be considered
Recommended For You:
-
13 Reasons Why Your CV Will Get Rejected By Recruiters
-
How To Write A Perfect CV
-
How To Answer Standard Job Interview Questions
-
5 Signs That Tell You Aced A Job Interview
Years of Experience : 5 Years
Computer Literate
Education
Education Level : Bachelors Degree
Location
City: Accra
HOW TO APPLY
RELATED JOBS >> CLICK A JOB BELOW TO VIEW & APPLY
Disclaimer
- Do not pay any fee to any Recruiter.
- The Recruiter may amend, delete or expire jobs at any time without notification.
- The Recruiter reserves the right not to proceed with filling the position.
- An application will not in itself entitle the applicant to an interview.