Reputable Financial Services Group Banking Jobs in Ghana
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A leading financial services group Accra with operations in investment banking. securities trading and investment managementseeks to employ qualified professionals to fill the following position as Compliance Officer
Reports directly to: Compliance Manager
Duties
• Assist in the management of the day-to-day operations of the group's compliance unit
• Ensure that the board of Directors management and employees operate in compliance with the regulations and rules of regulatory agencies such as the securities & exchange commission (SEC), the Ghana Stock Exchange (GSE), and the financial intelligence centre (FIC), National Pensions Regulatory Authority (NPRA) and the company policies and procedures are adhered to
• Assist in the development, maintenance and update of compliance policies and procedures to prevent illegal, unethical, or improper conduct
• Monitor new legal and regulatory developments and update internal policies and procedures accordingly
• Review, maintain and update required compliance and corporate files and produce scheduled regulatory filings for group companies, as mandated by the SEC, the GSE, the FIC, NPRA and other relevant regulators
• Perform related duties and projects as assigned by supervisor
Qualification Required & Experience
• A minimum of 2 years of work experience in a similar role or the legal field
• A minimum of a first degree in law or its equivalent from a reputable university
• A qualifying certificate in law from the Ghana School of Law and at least 1 year post-qualification experience
Specific Skills Requirements
• Knowledge in the securities industry law, PNDC Law 333, Securities industry Amendment Act, Act 590, Unit Trusts and Mutual Funds Regulatory and Legislative Policy & Procedures for the Financial Sector
• Knowledge in the Anti-Money Laundering Act, 2008 (Act 749) and industry guidelines on Anti-Money laundering and the combating of the financing of terrorism (AML/CFT).
• Ability to exhibit sound and accurate judgement
• Ability to multitask and meet deadlines
1. Patiently scroll down and read the job description below.
2. Scroll down and find how to apply or mode of application for this job after the job description.
3. Carefully follow the instructions on how to apply.
4. Always apply for a job by attaching CV with a Cover Letter / Application Letter.
A leading financial services group Accra with operations in investment banking. securities trading and investment managementseeks to employ qualified professionals to fill the following position as Compliance Officer
Reports directly to: Compliance Manager
Duties
• Assist in the management of the day-to-day operations of the group's compliance unit
• Ensure that the board of Directors management and employees operate in compliance with the regulations and rules of regulatory agencies such as the securities & exchange commission (SEC), the Ghana Stock Exchange (GSE), and the financial intelligence centre (FIC), National Pensions Regulatory Authority (NPRA) and the company policies and procedures are adhered to
• Assist in the development, maintenance and update of compliance policies and procedures to prevent illegal, unethical, or improper conduct
• Monitor new legal and regulatory developments and update internal policies and procedures accordingly
• Review, maintain and update required compliance and corporate files and produce scheduled regulatory filings for group companies, as mandated by the SEC, the GSE, the FIC, NPRA and other relevant regulators
• Perform related duties and projects as assigned by supervisor
Qualification Required & Experience
• A minimum of 2 years of work experience in a similar role or the legal field
• A minimum of a first degree in law or its equivalent from a reputable university
• A qualifying certificate in law from the Ghana School of Law and at least 1 year post-qualification experience
Specific Skills Requirements
• Knowledge in the securities industry law, PNDC Law 333, Securities industry Amendment Act, Act 590, Unit Trusts and Mutual Funds Regulatory and Legislative Policy & Procedures for the Financial Sector
• Knowledge in the Anti-Money Laundering Act, 2008 (Act 749) and industry guidelines on Anti-Money laundering and the combating of the financing of terrorism (AML/CFT).
• Ability to exhibit sound and accurate judgement
• Ability to multitask and meet deadlines
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